AML Audits
Independent testing of your AML program effectiveness to ensure full regulatory compliance.
AML / CFT ADVISORY
Eliminate Financial Crime With Expert AML Advisory
From robust KYC frameworks to advanced transaction monitoring, we ensure your institution remains secure, compliant, and audit-ready.
Risk & Advisory
AML / CFT Compliance
Comprehensive Financial Crime prevention and advisory solutions to protect your organization from regulatory scrutiny and operational risk.
Agreed Upon Procedures
Targeted reviews of specific financial crime controls based on customized requirements.
Client Onboarding Risk Assessment
Stratified risk scoring for new clients to determine appropriate due diligence levels.
AML / CFT Risk Assessment
Identifying and documenting institutional risks across products, services, and geographies.
Ultimate Beneficial Owners Assessment
Unmasking complex ownership structures to identify true controlling individuals (UBO).
KYC Onboarding Services
Streamlined verification of identity and credentials for high-integrity client intake.
KYC Remediation
Updating and correcting legacy client files to meet current regulatory standards.
Sanctions Compliance Solutions
Automated screening against global watchlists including OFAC, EU, and UN sanctions.
Transaction Monitoring Tool
Sophisticated tracking of financial flows to detect suspicious patterns in real-time.
Fraud Monitoring Tool
Detection systems designed to identify and flag fraudulent activities before they impact the bottom line.
Our Advantage
Why Choose Global Capiteus Consulting?
We combine expertise, proven methodologies, and personalized solutions to help your organization manage risks, ensure compliance, and achieve sustainable growth.
Expertise You Can Trust
Decades of experience in risk management, compliance, and governance across multiple industries.
Tailored Solutions
Our services are customized to your organization's unique needs, ensuring practical and effective outcomes.
Proven Methodologies
We follow globally recognized frameworks like ISO 31000, COSO ERM, and NIST for measurable results.
End-to-End Support
From risk assessment to implementation and monitoring, we support you at every stage.
Confidential & Reliable
Strict confidentiality protocols and NDAs guarantee secure handling of sensitive information.
Value-Driven Results
Our approach not only protects your organization from risks but also helps improve efficiency and decision-making.
Our Methodology
AML Advisory Implementation Path
A rigorous, multi-phase approach designed to secure your institution against financial crime and ensure total regulatory alignment.
Institutional Risk Assessment
We begin by conducting a deep-dive AML/CFT risk assessment to identify vulnerabilities across your client base, products, and geographic reach.
KYC & UBO Framework Design
Establishing robust onboarding protocols, including Ultimate Beneficial Owner (UBO) identification and client risk-scoring models.
Remediation & Sanctions Setup
Executing KYC remediation for existing data and deploying real-time Sanctions Compliance solutions against global watchlists.
Digital Monitoring Integration
Deployment of advanced Transaction and Fraud Monitoring tools to detect suspicious patterns and automate reporting triggers.
Independent AML Audit
Final validation through Agreed Upon Procedures and comprehensive AML Audits to certify compliance for regulators and stakeholders.
AML Insights
AML / CFT FAQs
Get expert answers to common questions regarding financial crime compliance and our advisory solutions.
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What is AML / CFT Compliance?
Anti-Money Laundering (AML) and Counter-Funding of Terrorism (CFT) compliance involves the legal and technical frameworks used by institutions to prevent, detect, and report financial crimes and the illegal movement of funds.
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What sub-services do you offer under AML Advisory?
Our comprehensive suite includes:
- AML Audits & Agreed Upon Procedures
- KYC Onboarding & Remediation
- Ultimate Beneficial Owners (UBO) Assessment
- Sanctions Compliance Solutions
- Fraud & Transaction Monitoring Tools
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What are "Agreed Upon Procedures" in AML?
These are specific, customized audit engagements where we perform procedures agreed upon by the client and any third parties. It is a highly focused way to test the integrity of specific compliance controls without a full-scale audit.
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How does the Transaction Monitoring Tool work?
Our tool uses advanced algorithms to scan financial transactions in real-time. It flags suspicious patterns—such as rapid movement of large sums or unusual geographic activity—enabling your team to act before potential money laundering occurs.
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Why is UBO Assessment critical for my business?
Ultimate Beneficial Owner (UBO) assessment ensures you know exactly who owns or controls the entities you do business with. This prevents your organization from inadvertently working with sanctioned individuals or shell companies used for illicit activity.
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Can you help with KYC Remediation for old client files?
Yes. We specialize in KYC Remediation, which involves reviewing and updating legacy client documentation to ensure it meets current regulatory standards, closing any security gaps left by older onboarding processes.
